The ACH Rules require all participating DFIs, and Third Parties to complete an ACH Risk Assessment as specified by your regulator.

Complex payment applications, regulatory changes, and changing technologies present frequent challenges while increased fraud and risk continue to threaten your bottom line.

The current BSA/AML environment is one of zero tolerance for exceptions. We continue to see regulatory actions for organizations with program weaknesses.

Our BSA Risk Assessment will assist your organization to develop a fully compliant BSA/AML program in an efficient and effective manner.

"Adapt and expand the institution's risk management practices as appropriate to handle the risk posed by eBanking activities," according to FFIEC (the Federal Financial Institutions Examination Council) recommendations, was released.

The risk assessment for implementing a debit/credit/prepaid card program researches types of risk that may impact your organization's operations, security focuses and even compliance with Regulations E/Z/DD.

Prior to the deployment of RDC and on an ongoing basis after that, an RDC Risk Assessment is advised by FFIEC Guidance. You can reduce the losses related to the offering by using our Risk Assessment to assist you to understand the unique risks linked with your RDC and your related duties.

The California Assembly passed AB228 in August 2022, establishing the state's first-ever unclaimed property VCP (voluntary compliance program).

California corporate tax filers must attest to unclaimed property compliance by 2022 to avoid penalties as the state tightens its compliance requirements.

Organizations are urged to examine the risks and rewards of enrolling while also considering the benefits of consulting with a reputable firm.

Wire Transfer can be a risky proposition; therefore, it is critical that your organization has the appropriate controls in place to effectively and safely manage your Wire Transfer program. FFIEC Guidance recommends conducting a Wire Transfer Risk Assessment prior to deployment of Wire Transfer services and regularly thereafter.